Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Neal Golub is a financial professional with over 20 years of experience in the industry. Jonathan is currently registered with UBS Securities LLC and has previously held positions with Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, and ING Investment Management Services LLC. Jonathan has a broad range of experience in the financial services industry, having held positions in both investment banking and wealth management. Jonathan has passed the Series 63, Series 24, SIE, Series 86, Series 87, Series 7, and Series 3 exams. Jonathan is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/27/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
08/24/2017 - 09/28/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/11/2013 - 07/26/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/11/2009 - 07/05/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
06/05/2009 - 08/10/2009
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
NY
06/19/2007 - 06/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/15/2007 - 06/05/2007
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
06/27/2001 - 04/18/2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
07/13/1999 - 11/27/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 05/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/29/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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