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Jonathan Myles Schultz

Castleoak Securities, LP

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About Jonathan Myles Schultz

Jonathan Schultz is a financial advisor with over 25 years of experience in the financial services industry. Jonathan has worked with a number of firms including Cantor Fitzgerald & Co., Convergex Execution Solutions LLC, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Robertson Stephens, Inc., Waterhouse Securities, Inc., GKN Securities Corp., Continental Broker-Dealer Corp., and currently with Castleoak Securities, LP. Jonathan holds a number of securities licenses including Series 4, 7, 8, 9, 10, 24, 52TO, 63, 99TO, and SIE. Jonathan is currently registered in New York.

Firm Information

Jonathan Schultz is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Schultz’s Registration & Firm History

NY

06/22/2020 - Present

Castleoak Securities, LP (NEW YORK NY)

NY

11/27/2017 - 05/04/2020

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

04/26/2006 - 11/07/2016

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

MA

10/20/2004 - 12/20/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

04/17/1995 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

CA

07/19/2002 - 09/17/2002

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

NE

01/16/1995 - 06/13/1995

WATERHOUSE SECURITIES, INC. (OMAHA NE)

NY

08/23/1994 - 12/13/1994

GKN SECURITIES CORP. (NEW YORK NY)

NY

08/17/1994 - 08/31/1994

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 08/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/18/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/16/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 04/14/1997

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Myles Schultz.
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