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Jonathan Michael Walls

Tiaa-Cref Individual & Institutional Services, LLC

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About Jonathan Michael Walls

Jonathan Walls is a financial advisor working for Tiaa-Cref Individual & Institutional Services, LLC, in the Charlotte, NC area. Jonathan has over 17 years of experience in the industry. He has a broad range of licenses including Series 6, 7, 63 and 66. He is registered with the state of North Carolina, as well as other states, to provide both Broker-Dealer and Investment Advisor services. Jonathan is able to offer financial planning and portfolio management services to individuals, as well as select other advisors.

Firm Information

Jonathan Walls is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Jonathan Walls’s Registration & Firm History

NC

05/20/2014 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Charlotte NC)

NC

01/22/2007 - 05/19/2014

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 09/17/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2010

Series 7 - General Securities Representative Examination

BC

Issued 01/19/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Michael Walls.
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