Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Michael Wallace is a financial advisor with over 20 years of experience in the industry. Jonathan is currently registered with Fidelity Brokerage Services LLC. Prior to this, Jonathan was employed with National Financial Services LLC and Fidelity Brokerage Services LLC. Jonathan holds licenses including Series 63, Series 10, Series 9, Series 99TO, Series 7 and SIE. Jonathan is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/07/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
07/02/2007 - 11/22/2021
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
01/22/2001 - 05/29/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 04/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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