Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Mohrhardt is a financial advisor with over 10 years of experience in the industry. Jonathan is currently registered with Alps Distributors, Inc. and previously worked with RiverNorth Securities, LLC, and Prudential Securities Incorporated. Jonathan holds a number of licenses, including the Series 4, 7, 24, 55, 63, and 65. Jonathan has a strong background in financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/29/2014 - Present
Alps Distributors, Inc. (West Palm Beach FL)
IL
03/04/2011 - 10/04/2012
RIVERNORTH SECURITIES, LLC (CHICAGO IL)
NY
09/29/1998 - 09/23/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/23/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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