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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Michael Larocca is a financial advisor with over 5 years of experience. Jonathan Larocca is registered with LPL Financial LLC, where he has been employed since November 2019. Prior to joining LPL Financial LLC, Jonathan Larocca was registered with Royal Alliance Associates, Inc. and Signator Investors, Inc.. Jonathan Larocca has also been employed by Transamerica Financial Advisors, Inc. and Executive Planners, NC. Jonathan Larocca holds the Series 7, Series 66 and SIE securities licenses. Jonathan Larocca provides services such as portfolio management for individuals and businesses, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
11/26/2019 - Present
LPL Financial LLC (BREVARD NC)
NC
11/02/2018 - 12/02/2019
ROYAL ALLIANCE ASSOCIATES, INC. (BREVARD NC)
NC
11/09/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (BREVARD NC)
NC
05/13/2016 - 03/18/2017
SIGNATOR INVESTORS, INC. (BREVARD NC)
NC
05/18/2015 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (BREVARD NC)
BOTH
Issued 06/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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