Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Michael Harris is a registered representative with Nuveen Securities, LLC in Charlotte, North Carolina. Jonathan has been in the securities industry since August 13, 2019. Jonathan is licensed in 53 states and holds Series 7TO, Series 63, and SIE licenses. Prior to joining Nuveen Securities, LLC, Jonathan was a registered representative with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
01/03/2022 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NC
07/08/2019 - 11/26/2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
BC
Issued 07/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/08/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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