Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Michael Caplan is a registered representative with Vanguard Marketing Corp. Jonathan has been working in the financial services industry since 2008. He has a Series 6, 7, 24, and 63 license. He is registered with the state of Pennsylvania. Jonathan's current employment is with Vanguard Marketing Corp., which is located in Malvern, PA. His branch office is located at 100 VANGUARD BLVD, FRAZER, PA 19355.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/25/2012 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
06/11/2008 - 09/01/2010
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 06/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/10/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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