Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Michael Brooks is an active investment advisor representative. Jonathan has been in the industry since June 24, 2007 and is currently registered with Fidelity Personal and Workplace Advisors. Jonathan is also registered with the states of North Carolina and Texas. Previous employers include LPL Financial LLC, UVEST FINANCIAL SERVICES GROUP, INC. and ECHOTRADE LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
01/13/2022 - Present
Fidelity Personal AND Workplace Advisors (CHARLOTTE NC)
SC
07/28/2010 - 02/25/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
04/12/2007 - 08/05/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
AZ
04/19/2006 - 11/29/2006
ECHOTRADE LLC (PHOENIX AZ)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Jonathan Brooks is the right advisor for you? Invested Better is here to help.
