Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Michael Berg is a financial advisor who has been in the industry since 1987. Jonathan is currently registered with Northwestern Mutual Investment Services, LLC and has offices in Albuquerque, New Mexico. Jonathan previously worked for Robert W. Baird & Co. Incorporated in Milwaukee, Wisconsin and Transamerica Securities Sales Corporation. Jonathan has passed the Series 7 and Series 63 exams and the Securities Industry Essentials Examination. Jonathan is registered in Arizona, New Mexico, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NM
01/26/1988 - Present
Northwestern Mutual Investment Services, LLC (ALBUQUERQUE NM)
WI
11/18/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
07/22/1987 - 12/03/1987
TRANSAMERICA SECURITIES SALES CORPORATION
NA
07/22/1987 - 11/30/1987
TRANSAMERICA FINANCIAL RESOURCES, INC.
BC
Issued 08/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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