Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Apsley is an active investment advisor representative with Principal Asset Management in Yuba City, California. Jonathan has been in the industry since January 1997, and has held a variety of roles at different firms, including Principal Securities, Inc. and Franklin/Templeton Distributors, Inc. Jonathan has a wide range of experience in investment advising, specializing in several areas, including investment management for businesses, investment companies, and individuals. He is also qualified to advise on pooled investment vehicles. Jonathan is a Chartered Financial Analyst and holds a Series 63, Series 7, and SIE license. He has been registered with FINRA since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
CA
12/02/2021 - Present
Principal Asset Management (Yuba City CA)
IL
01/31/2007 - 12/26/2018
PRINCIPAL SECURITIES, INC. (DOWNERS GROVE IL)
CA
12/12/1997 - 08/13/2001
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IN
09/27/1996 - 09/30/1997
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/27/1996 - 09/30/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 01/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jonathan Apsley is the right advisor for you? Invested Better is here to help.
