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Jonathan Mazzola

Lightspeed Financial Services Group LLC

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About Jonathan Mazzola

Jonathan Mazzola is a financial advisor with Lightspeed Financial Services Group LLC based in Morristown, NJ. Jonathan has been in the industry since 2004 and has a broad range of experience in the financial services industry. Jonathan has held prior roles at Lightspeed Trading, LLC, Bear, Stearns & Co. Inc., NASDAQ Execution Services, LLC, INET ATS, INC., and E*TRADE PROFESSIONAL TRADING, LLC. Jonathan holds a number of industry licenses and registrations, including Series 3, 4, 7, 24, 52, 53, 55, 57, 63, and 99. Jonathan is registered to offer securities in New Jersey and New York.

Firm Information

Jonathan Mazzola is currently registered with Lightspeed Financial Services Group LLC. Lightspeed Financial Services Group LLC is a Limited Liability Company formed in August 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Mazzola’s Registration & Firm History

NJ

05/01/2018 - Present

Lightspeed Financial Services Group LLC (Morristown NJ)

NY

02/08/2010 - 05/07/2018

LIGHTSPEED TRADING, LLC (NEW YORK NY)

NY

08/02/2007 - 03/19/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

02/01/2006 - 06/25/2007

NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)

NJ

09/07/2004 - 02/01/2006

INET ATS, INC. (JERSEY CITY NJ)

NY

09/07/2000 - 03/17/2003

E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/19/2001

Series 4 - Registered Options Principal Examination

BC

Issued 06/26/2001

Series 24 - General Securities Principal Examination

BC

Issued 08/06/2024

Series 3 - National Commodity Futures Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Jonathan Mazzola. Review regulatory record here.
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