Unclaimed
Jonathan Mazzola is a financial advisor with Lightspeed Financial Services Group LLC based in Morristown, NJ. Jonathan has been in the industry since 2004 and has a broad range of experience in the financial services industry. Jonathan has held prior roles at Lightspeed Trading, LLC, Bear, Stearns & Co. Inc., NASDAQ Execution Services, LLC, INET ATS, INC., and E*TRADE PROFESSIONAL TRADING, LLC. Jonathan holds a number of industry licenses and registrations, including Series 3, 4, 7, 24, 52, 53, 55, 57, 63, and 99. Jonathan is registered to offer securities in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/01/2018 - Present
Lightspeed Financial Services Group LLC (Morristown NJ)
NY
02/08/2010 - 05/07/2018
LIGHTSPEED TRADING, LLC (NEW YORK NY)
NY
08/02/2007 - 03/19/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/01/2006 - 06/25/2007
NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)
NJ
09/07/2004 - 02/01/2006
INET ATS, INC. (JERSEY CITY NJ)
NY
09/07/2000 - 03/17/2003
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
BC
Issued 11/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/19/2001
Series 4 - Registered Options Principal Examination
BC
Issued 06/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/06/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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