Unclaimed
Jonathan Mays is an investment advisor representative who has been in the industry since 2014. Jonathan is currently registered with Pruco Securities, LLC and has a Series 7, Series 6, Series 63, and Series 66. Jonathan has previously been registered with Principal Securities, Inc., AXA Advisors, LLC, and Country Capital Management Company. Jonathan specializes in advising high-net-worth individuals, individuals, corporations, and trusts and estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
WA
05/11/2022 - Present
Pruco Securities, LLC (Mercer Island WA)
WA
08/16/2019 - 06/09/2020
PRINCIPAL SECURITIES, INC. (SEATTLE WA)
WA
02/20/2018 - 03/31/2019
AXA ADVISORS, LLC (UNIVERSITY PLACE WA)
WA
09/14/2017 - 01/03/2018
PRUCO SECURITIES, LLC. (BELLEVUE WA)
WA
06/12/2014 - 06/24/2015
COUNTRY CAPITAL MANAGEMENT COMPANY (TACOMA WA)
BOTH
Issued 11/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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