Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Rafferty is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the industry since 2015 and has a Series 6, 7, 63, and 65 license. Jonathan specializes in financial planning and portfolio management for individuals and businesses. He has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Jonathan Rafferty provides a range of investment advisory services, including portfolio management, investment research, and educational seminars. Jonathan Rafferty is also a registered representative with Wells Fargo Clearing Services, LLC and U.S. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/21/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TUCSON AZ)
NM
11/29/2021 - 06/24/2024
U.S. BANCORP INVESTMENTS, INC. (Las Cruces NM)
NM
09/04/2015 - 11/23/2021
WELLS FARGO CLEARING SERVICES, LLC (LAS CRUCES NM)
IA
Issued 10/08/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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