Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Rawlings is an investment advisor representative with Prospera Financial Services, Inc. Jonathan has been in the financial services industry since 2004. Jonathan has been registered with Prospera since 2023 and has previously been registered with Goldman Sachs & Co. LLC, Hilltop Securities Inc., Mercer Allied Company, L.P., Cetera Advisor Networks LLC, Girard Securities, Inc., Wachovia Securities Financial Network, LLC and BOSC, INC. Jonathan holds a Series 63, Series 65, and Series 7 license and is a Certified Financial Planner. Jonathan is also a registered investment advisor in Alabama, Colorado, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
09/21/2023 - Present
Prospera Financial Services, Inc. (Dallas TX)
TX
08/19/2022 - 10/13/2023
GOLDMAN SACHS & CO. LLC (Irving TX)
TX
08/30/2023 - 10/12/2023
HILLTOP SECURITIES INC. (DALLAS TX)
TX
09/04/2020 - 11/02/2020
GOLDMAN SACHS & CO. LLC (Irving TX)
TX
09/04/2020 - 11/02/2020
MERCER ALLIED COMPANY, L.P. (IRVING TX)
TX
11/01/2017 - 09/02/2020
CETERA ADVISOR NETWORKS LLC (IRVING TX)
TX
02/20/2007 - 11/01/2017
GIRARD SECURITIES, INC. (HOUSTON TX)
TX
10/07/2005 - 02/26/2007
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (DALLAS TX)
OK
04/07/2004 - 07/25/2005
BOSC, INC. (TULSA OK)
IA
Issued 02/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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