Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Marc Shaw is a securities professional with over 20 years of experience in the financial services industry. Jonathan has held positions at several firms, including Refco Securities, LLC, and TransMarket Group L.L.C. Jonathan currently holds a Series 7, Series 57TO and SIE licenses. Jonathan is registered with Peak6 Capital Management LLC and is located in the Chicago office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/14/2021 - Present
Peak6 Capital Management LLC (Chicago IL)
NY
12/16/2004 - 11/01/2005
REFCO SECURITIES, LLC (NEW YORK NY)
IL
05/23/2002 - 04/30/2004
TRANSMARKET GROUP L.L.C. (CHICAGO IL)
BC
Issued 07/14/2021
Series 57TO - Securities Trader Exam
BC
Issued 06/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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