Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Marc Saxon is a financial advisor with Stifel, Nicolaus & Company, Inc.. Jonathan has been in the financial services industry since 1996. Jonathan is licensed to sell securities in 17 states and has passed four product exams: the Series 3, Series 7, Series 22 and the SIE. Before joining Stifel, Nicolaus & Company, Inc., Jonathan worked at BERENBERG CAPITAL MARKETS LLC, DAHLMAN ROSE & COMPANY, LLC, KEPLER CAPITAL MARKETS, INC., CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC., GOLDMAN, SACHS & CO., and ATEL SECURITIES CORPORATION. Jonathan is currently registered with FINRA and has a Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/03/2016 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
NY
06/06/2012 - 05/31/2016
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
NY
11/04/2010 - 05/31/2012
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NY
12/11/2006 - 11/03/2010
KEPLER CAPITAL MARKETS, INC. (NEW YORK NY)
NY
02/02/2001 - 09/19/2006
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
NY
02/28/1997 - 03/10/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
02/21/1995 - 02/12/1997
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
BC
Issued 06/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1995
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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