Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Newman is a registered representative with DWS Distributors, Inc., with an active broker-dealer scope and not in scope for investment advisor. Jonathan has a combined experience of 17 years in the financial services industry. Jonathan has passed the Series 63, SIE and Series 7 exams. Jonathan is registered with the state of New York and other states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/22/2013 - Present
DWS Distributors, Inc. (NEW YORK NY)
CT
09/09/2009 - 10/31/2011
ALADDIN CAPITAL LLC (STAMFORD CT)
NY
10/26/2004 - 08/19/2009
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
BC
Issued 06/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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