Unclaimed
Jonathan Marc Fishman is a registered representative with Lime Trading Corp., based in New York, NY. Jonathan has been in the securities industry since August 20, 2013. Jonathan holds multiple licenses, including Series 4, Series 7, Series 11, Series 24, Series 57TO, Series 99TO and SIE. Jonathan holds registrations in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Jonathan was previously registered with Success Trade Securities, Inc. in Washington, DC. Jonathan is dedicated to providing clients with the highest quality investment advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2016 - Present
Lime Trading Corp. (NEW YORK NY)
DC
06/14/2012 - 02/25/2015
SUCCESS TRADE SECURITIES, INC. (WASHINGTON DC)
BC
Issued 05/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2017
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/26/2024
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2012
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jonathan Fishman is the right advisor for you? Invested Better is here to help.