Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Roth is a financial advisor with LPL Enterprise, LLC. Jonathan has been in the financial services industry since 1989 and has been registered with the state of Illinois since 1991. Jonathan has a wide range of experience and has worked with a variety of firms throughout their career. Jonathan provides financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/14/2024 - Present
LPL Enterprise, LLC (SWANSEA IL)
IL
11/11/2013 - 07/07/2020
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (SPRINGFIELD IL)
IL
08/07/2006 - 02/16/2012
U.S. BANCORP INVESTMENTS, INC. (CARLINVILLE IL)
IL
06/22/2004 - 08/03/2006
ING FINANCIAL PARTNERS, INC. (SPRINGFIELD IL)
IL
10/01/2003 - 04/19/2004
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
FL
01/04/1999 - 10/10/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
03/18/1998 - 01/08/1999
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
FL
12/14/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
IA
01/22/1996 - 02/25/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
IA
10/01/1992 - 02/05/1996
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MO
03/02/1992 - 09/03/1992
MGI INVESTMENTS, INC. (ST. LOUIS MO)
VA
04/11/1991 - 03/12/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
OH
07/27/1990 - 04/23/1991
VESTAX SECURITIES CORPORATION (HUDSON OH)
MN
02/24/1987 - 07/31/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 03/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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