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Jonathan Louis Guss

Mufg Securities Americas Inc.

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About Jonathan Louis Guss

Jonathan Louis Guss has been working in the financial industry since July 2, 1989. Jonathan is currently registered with Mufg Securities Americas Inc. in NEW YORK, NY. Jonathan has been registered with Mufg Securities Americas Inc. since July 20, 2018. Prior to joining Mufg Securities Americas Inc., Jonathan was registered with HSBC Securities (USA) INC., RBS SECURITIES INC., Goldman, Sachs & Co., NationsBanc Capital Markets, Inc., Lehman Brothers Inc., Lehman Government Securities Inc., Lehman Special Securities Inc., and Scudder Fund Distributors, Inc.. Jonathan is licensed to sell securities in 51 states.

Firm Information

Jonathan Guss is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Guss’s Registration & Firm History

NY

07/20/2018 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

04/17/2015 - 08/07/2018

HSBC SECURITIES (USA) INC. (NEW YORK NY)

CT

05/13/2010 - 01/26/2015

RBS SECURITIES INC. (STAMFORD CT)

NY

05/20/1997 - 05/10/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

12/05/1995 - 03/24/1997

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

NY

05/31/1989 - 11/21/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

05/31/1989 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

NA

05/31/1989 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

NA

03/26/1987 - 07/21/1987

SCUDDER FUND DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 04/09/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1990

Series 3 - National Commodity Futures Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

BC

Issued 03/25/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Louis Guss.
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