Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Lee Yates is a financial advisor with over 17 years of experience in the financial services industry. Jonathan is currently registered as a Registered Representative and an Investment Advisor Representative for TLG Advisors, Inc. Jonathan has previously been affiliated with Nationwide Securities, LLC. Jonathan holds Series 6, 63, 26, and 65 licenses, and the SIE exam. Jonathan is a registered investment advisor in several states. Jonathan has experience working with high-net-worth individuals, corporations, and individuals seeking financial planning and investment advice. Jonathan is also experienced in the placement of institutional funds, pension consulting, and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
03/10/2021 - Present
TLG Advisors, Inc. (Kingsport TN)
TN
03/04/2003 - 07/01/2020
NATIONWIDE SECURITIES, LLC (KINGSPORT TN)
IA
Issued 03/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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