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Jonathan Lane Moran

Capital Client Group, Inc.

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About Jonathan Lane Moran

Jonathan Moran is a financial advisor with over six years of experience in the industry. Jonathan is currently registered with Capital Client Group, Inc. in California. Jonathan has a Series 6, 7, 63, and 65 license as well as the SIE exam. Before working at Capital Client Group, Inc., Jonathan was employed by Putnam Retail Management Limited Partnership, American Funds, and Merrill Lynch. Jonathan has experience working with clients in various industries, including high net worth individuals, corporations, and pooled investment vehicles. Jonathan is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Jonathan Moran is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Jonathan Moran’s Registration & Firm History

CA

07/11/2023 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

08/03/2016 - 03/26/2018

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)

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Licenses & Designations

IA

Issued 06/27/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/21/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2017

Series 7 - General Securities Representative Examination

BC

Issued 08/03/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Lane Moran.
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