Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Warren is a financial advisor at Stifel, Nicolaus & Company, Inc., with over 20 years of experience in the financial services industry. Jonathan is registered with the state of Florida and Texas, and holds a Series 7, 31, and 66 licenses. Jonathan is a Certified Financial Planner and focuses on providing financial planning, portfolio management, and investment advisory services for individuals, businesses, and families. Jonathan has worked with many clients at Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated, and also has experience at The Leaders Group, Inc. Prior to that, Jonathan worked at Morgan Stanley DW Inc. Jonathan has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/07/2011 - Present
Stifel, Nicolaus & Company, Inc. (PENSACOLA FL)
CO
07/28/2009 - 06/02/2011
THE LEADERS GROUP, INC. (LITTLETON CO)
FL
06/01/2009 - 06/30/2009
MORGAN STANLEY SMITH BARNEY (PENSACOLA FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PENSACOLA FL)
FL
08/22/2001 - 04/02/2007
MORGAN STANLEY DW INC. (PENSACOLA FL)
BOTH
Issued 11/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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