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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Mann is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 30 years of experience in the financial services industry. Jonathan specializes in providing investment advice to high-net-worth individuals, families, businesses, and institutions. Jonathan has extensive experience in a wide range of investment products and services, including stocks, bonds, mutual funds, and options. Jonathan is also a registered investment advisor and has a Series 63, 65, 7, 24, 3, 31, 55, 57TO, 8, 9, 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/06/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
11/26/2012 - 08/19/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/07/2000 - 12/03/2012
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
08/01/1990 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NA
01/25/1984 - 08/15/1988
SANFORD C. BERNSTEIN & CO., INC.
IA
Issued 10/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/29/1994
Series 4 - Registered Options Principal Examination
BC
Issued 04/22/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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