Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Alfred is a registered representative and investment advisor representative, currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Jonathan is licensed to provide investment advice in 54 states and territories, having been in the industry since 2006. Jonathan has passed the Series 66, 7, 9, 10, and 26 examinations, as well as the SIE examination. Jonathan is a specialist in various areas including asset allocation, investment research, retirement planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/24/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
BOTH
Issued 04/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jonathan Alfred is the right advisor for you? Invested Better is here to help.
