Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Klein is a financial professional with over 28 years of experience in the financial services industry. Jonathan has held various roles at prominent firms like Morgan Stanley & Co. Incorporated, Barclays Capital Inc., and Stifel, Nicolaus & Company, Incorporated. Jonathan is currently registered with LPL Enterprise, LLC and serves clients in New York, Arizona, Florida, New Jersey, and Pennsylvania. Jonathan offers financial planning, consulting, and other non-discretionary advisory services. Jonathan is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (MELVILLE NY)
NY
08/09/2023 - 10/24/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
CT
10/03/2022 - 01/09/2023
GRAYSCALE SECURITIES, LLC (Stamford CT)
NY
02/07/2022 - 10/03/2022
GENESIS GLOBAL TRADING, INC (NEW YORK NY)
NY
12/04/2015 - 01/21/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/24/2010 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/01/2009 - 10/01/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
02/03/1995 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 06/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2013
Series 4 - Registered Options Principal Examination
BC
Issued 02/26/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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