Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Kent Brown is a financial advisor with Wells Fargo Securities, LLC in New York, NY. Jonathan has over 20 years of experience in the financial services industry, having previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and Wachovia Securities, LLC. Jonathan has a broad range of experience in the financial services industry and holds licenses in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/08/2015 - Present
Wells Fargo Securities, LLC (New York NY)
NC
11/01/2010 - 07/07/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/18/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NC
08/08/2006 - 06/18/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
08/20/2005 - 08/15/2006
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CHARLOTTE NC)
NC
11/19/2004 - 08/20/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
NC
03/04/2004 - 10/15/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MO
10/01/2000 - 02/05/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
08/13/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 08/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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