Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Ken Ham is a financial advisor with Houlihan Lokey Capital, Inc. in San Francisco, California. Jonathan has been in the industry since October 2012 and is registered with the state of California. His registration with the Financial Industry Regulatory Authority (FINRA) is active. Jonathan has a Series 7, Series 66, Series 79, and SIE license. Prior to joining Houlihan Lokey Capital, Inc., Jonathan was a financial advisor at Houlihan Lokey Advisors, LLC, Raymond James & Associates, Inc., Keefe, Bruyette & Woods, Inc., and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/06/2021 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
CA
11/16/2020 - 04/19/2024
HOULIHAN LOKEY ADVISORS, LLC (SAN FRANCISCO CA)
CA
04/16/2014 - 10/08/2020
RAYMOND JAMES & ASSOCIATES, INC. (SAN FRANCISCO CA)
CA
12/04/2012 - 04/22/2014
KEEFE, BRUYETTE & WOODS, INC. (SAN FRANCISCO CA)
CA
09/17/2012 - 11/28/2012
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 10/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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