Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Kees is a securities professional with over 17 years of experience in the industry. Jonathan has worked at a variety of financial firms, including Bear Stearns, Citigroup, and W.R. Hambrecht + Co. Jonathan is currently registered with Daiwa Capital Markets America Inc. in New York. Jonathan holds Series 7, 86, and 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2021 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
CA
01/08/2015 - 06/01/2016
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
09/21/2009 - 01/09/2013
CAPSTONE INVESTMENTS (SAN DIEGO CA)
CA
11/12/2008 - 02/20/2009
GLOBAL CROWN CAPITAL, LLC (SAN FRANCISCO CA)
NY
09/20/2005 - 06/16/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/19/2002 - 05/06/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/03/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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