Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan K Spafford is a financial advisor registered with Ameriprise Financial Services, LLC. Jonathan is a veteran of the financial industry, having entered the industry in 1984 and holding registrations in multiple states. Jonathan has a broad array of experience working with individual clients, corporations, and charitable organizations, among others. Jonathan has been registered with Ameriprise Financial Services since 2020. Jonathan has earned various licenses, including Series 65, Series 7, Series 31, and Series 63. Jonathan’s office is located in Indianapolis, IN. In addition to Jonathan's work as a financial advisor, Jonathan also owns a single-family residence in Venice, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
05/26/2022 - Present
Ameriprise Financial Services, LLC (Indianapolis IN)
IN
06/29/2012 - 06/01/2022
MORGAN STANLEY (Indianapolis IN)
IN
03/05/1987 - 07/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
NA
01/02/1985 - 03/14/1987
VESTAX SECURITIES CORPORATION
NA
07/27/1984 - 04/03/1985
ROBERT W. BAIRD & CO. INCORPORATED
IA
Issued 01/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jonathan Spafford is the right advisor for you? Invested Better is here to help.
