Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Piazza-harper is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Jonathan has been in the financial industry since 2012 and has a Series 6, Series 7, Series 63 and Series 65. Jonathan is a Certified Financial Planner and is registered in 26 states. Jonathan is also a notary public.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
05/11/2022 - Present
Northwestern Mutual Investment Services, LLC (Stamford CT)
CT
01/20/2021 - 05/20/2022
MML INVESTORS SERVICES, LLC (SHELTON CT)
CT
04/10/2012 - 12/17/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Stamford CT)
IA
Issued 09/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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