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Jonathan J Kim

Mizuho Securities USA LLC

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About Jonathan J Kim

Jonathan Kim is a securities professional with over 10 years of experience in the financial industry. Jonathan currently works at Mizuho Securities USA LLC. Previously, Jonathan was employed at Natixis Securities Americas LLC, CIBC World Markets Corp., and RBS Securities Inc. Jonathan holds a Series 63, Series 24, SIE, and Series 79 licenses. Jonathan is registered to offer securities in all 50 states, as well as Puerto Rico.

Firm Information

Jonathan Kim is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Kim’s Registration & Firm History

NY

03/04/2020 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

10/28/2015 - 03/06/2020

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

02/08/2012 - 09/14/2015

CIBC WORLD MARKETS CORP. (NEW YORK NY)

CT

07/23/2010 - 01/09/2012

RBS SECURITIES INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 05/23/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan J Kim.
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