Unclaimed
Jonathan Kim is a securities professional with over 10 years of experience in the financial industry. Jonathan currently works at Mizuho Securities USA LLC. Previously, Jonathan was employed at Natixis Securities Americas LLC, CIBC World Markets Corp., and RBS Securities Inc. Jonathan holds a Series 63, Series 24, SIE, and Series 79 licenses. Jonathan is registered to offer securities in all 50 states, as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/04/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/28/2015 - 03/06/2020
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
02/08/2012 - 09/14/2015
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CT
07/23/2010 - 01/09/2012
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 05/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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