Unclaimed
Jonathan Hurley Saunders is a financial professional with over two decades of experience in the financial services industry. Jonathan is currently a registered representative with Natwest Markets Securities Inc. based out of Stamford, CT. Previous to Natwest Markets Securities Inc. Jonathan was registered with Santander US Capital Markets LLC, BNP Paribas Securities Corp., BANC ONE CAPITAL MARKETS, INC. and Salomon Smith Barney Inc. Jonathan is licensed to provide securities and investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/15/2024 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
CA
07/06/2016 - 03/19/2024
SANTANDER US CAPITAL MARKETS LLC (San Francisco CA)
CA
04/26/2004 - 06/03/2016
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
IL
08/05/2002 - 04/20/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
11/07/2000 - 08/08/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/22/2001
Series 3 - National Commodity Futures Examination
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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