Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Register is a financial advisor with Wells Fargo Clearing Services, LLC, an SEC registered investment advisor. Jonathan Register is a registered representative in Alabama, Florida, New Jersey, New York, North Carolina, South Carolina and Virginia. He has been in the securities industry since September 4, 1986. Prior to joining Wells Fargo Clearing Services, LLC, Jonathan Register was affiliated with Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, NBC Securities, Inc., UBS PaineWebber Inc., J.C. Bradford & Co., Smith Barney Inc., Lehman Brothers Inc., E.F. Hutton & Company Inc. and Prudential-Bache Securities Inc. Jonathan Register holds the following securities licenses: Series 63, Series 66, Series 7, Series 9 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
01/20/2023 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
01/11/2019 - 01/24/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
AL
11/08/2013 - 01/14/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
10/08/2009 - 11/20/2013
MORGAN STANLEY (BIRMINGHAM AL)
AL
12/17/2002 - 10/13/2009
NBC SECURITIES, INC. (BIRMINGHAM AL)
NJ
08/14/2000 - 01/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/09/1996 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
08/16/1996 - 09/09/1996
J.C. BRADFORD & CO.
NY
07/31/1993 - 09/03/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/19/1988 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
08/19/1986 - 03/01/1988
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 09/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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