Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Grabel is a financial advisor with UBS Financial Services Inc., based in Miami, FL. Jonathan has been in the industry since 1984 and holds a Series 7, Series 63, Series 65, and Series 66 licenses, as well as the Securities Industry Essentials Examination. Jonathan works with a wide range of clients, including individuals, businesses, high-net-worth individuals, and institutions. He offers a variety of services, including financial planning, portfolio management, and pension consulting. Jonathan is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
02/04/2010 - Present
UBS Financial Services Inc. (MIAMI FL)
NY
01/06/2006 - 01/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/14/2000 - 01/20/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/27/1992 - 09/14/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/13/1991 - 07/13/1992
FAHNESTOCK & CO., INC. (NEW YORK NY)
NY
05/21/1987 - 02/26/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
03/14/1985 - 05/15/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/27/1984 - 03/20/1985
SHEARSON LEHMAN BROTHERS INC.
NA
05/31/1984 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BOTH
Issued 02/14/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1985
Series 5 - Interest Rate Options Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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