Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Horn is a financial advisor who has been in the industry for over 30 years. Jonathan is currently registered as a broker-dealer and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York, NY. Jonathan has previously worked with Family Management Securities, LLC, Nathan & Lewis Securities, Inc., Smith Barney Inc., and Lehman Brothers Inc. In addition to his current registration with Merrill Lynch, Jonathan is also registered in 15 states and has a wide range of experience in various financial areas including managing portfolios for individuals and businesses, providing pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/12/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
04/14/1998 - 10/12/2017
FAMILY MANAGEMENT SECURITIES, LLC (NEW YORK NY)
NY
03/20/1996 - 06/04/1998
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
07/31/1993 - 12/13/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
07/26/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 4/5/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/6/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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