Unclaimed
Jonathan Banks is a financial professional with over 25 years of experience in the financial services industry. Jonathan has held various roles at several firms including ING Barings LLC, ING BARING (U.S.) SECURITIES, INC., and ING (U.S.) CAPITAL SECURITIES, INC. Jonathan is currently a registered representative with ING Financial Markets LLC. Jonathan is registered in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2003 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
07/01/1998 - 05/08/2000
ING BARINGS LLC (NEW YORK NY)
NY
11/05/1997 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
11/27/1996 - 11/06/1997
ING (U.S.) CAPITAL SECURITIES, INC. (NEW YORK NY)
NY
11/06/1995 - 11/12/1996
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NA
02/10/1994 - 11/06/1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
BC
Issued 09/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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