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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Holmes is a financial advisor at LPL Financial LLC, a national firm headquartered in Fort Mill, South Carolina. Jonathan has been in the financial services industry since 1992. Jonathan's experience spans several firms including Sigma Financial Corporation and Ameriprise Advisor Services, Inc. Jonathan has an impressive array of professional qualifications including Series 7, Series 10, Series 24, and Series 65 licenses. Jonathan is a highly experienced advisor with expertise in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/13/2023 - Present
LPL Financial LLC (AUSTIN TX)
TX
01/19/2010 - 04/05/2023
SIGMA FINANCIAL CORPORATION (AUSTIN TX)
TX
10/28/1992 - 04/07/2009
AMERIPRISE ADVISOR SERVICES, INC. (FT. WORTH TX)
IA
07/14/1992 - 08/10/1992
DICKINSON & CO. (DES MOINES IA)
NA
03/05/1992 - 07/10/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 10/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/17/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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