Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Hawkes Potter is a financial advisor with over 25 years of experience in the industry. Jonathan has a wide range of experience, including working at Salomon Smith Barney Inc., UBS Financial Services Inc., and Wells Fargo Clearing Services, LLC. Jonathan currently works with Wells Fargo Clearing Services, LLC, where they offer a variety of services to both individuals and institutions. Jonathan is a licensed broker-dealer and investment advisor representative and holds the Series 7, Series 63, and Series 65 licenses. Jonathan is also a registered investment advisor in Utah. Jonathan is committed to providing their clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
11/19/2008 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
04/09/1999 - 12/02/2008
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
NY
01/05/1996 - 04/26/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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