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Jonathan h. Harris Herbst

Rothschild & Co. US Inc.

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About Jonathan h. Harris Herbst

Jonathan Harris Herbst is a financial advisor with over 20 years of experience in the industry. Jonathan is currently registered with Rothschild & Co. US Inc., which has been active in the financial industry since November 5, 2018. Prior to that, Jonathan held positions with UBS Securities LLC, Credit Suisse First Boston Corporation, and Donaldson, Lufkin & Jenrette Securities Corporation. Jonathan is licensed to provide financial services in Illinois and has achieved licenses for Series 7, Series 24, SIE, and Series 79TO.

Firm Information

Jonathan h. Herbst is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan h. Herbst’s Registration & Firm History

IL

11/05/2018 - Present

Rothschild & Co. US Inc. (Chicago IL)

IL

05/21/2001 - 10/23/2018

UBS SECURITIES LLC (CHICAGO IL)

NY

12/18/2000 - 04/26/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

10/21/1998 - 12/18/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 08/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan h. Harris Herbst.
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