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Jonathan Grogan

Pershing LLC

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About Jonathan Grogan

Jonathan Grogan is a financial advisor with Pershing LLC based in Jersey City, NJ. Jonathan has over 8 years of experience in the financial services industry and holds a Series 6, 7, 63, and 66 license. Jonathan has been registered with Pershing LLC since November 2022. Prior to joining Pershing LLC, Jonathan was employed by Northwestern Mutual Investment Services, LLC in New York, NY.

Firm Information

Jonathan Grogan is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Grogan’s Registration & Firm History

NJ

11/07/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NY

10/24/2016 - 12/12/2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (New York NY)

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Licenses & Designations

BOTH

Issued 06/20/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/23/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jonathan Grogan.
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