Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Graham is a financial advisor with Wells Fargo Clearing Services, LLC. Jonathan has been in the industry since 2004 and holds several licenses and certifications, including the Series 63, Series 66, and Series 7. Jonathan also holds the Chartered Financial Consultant (ChFC) designation. Jonathan has worked for several other firms in the past, including Pruco Securities, LLC, Waddell & Reed, Leumi Investment Services Inc, and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/19/2021 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE CA)
WA
05/19/2021 - 08/13/2021
PRUCO SECURITIES, LLC. (BELLEVUE WA)
NV
09/16/2019 - 05/14/2021
WADDELL & REED (LAS VEGAS NV)
CA
04/28/2016 - 12/20/2018
LEUMI INVESTMENT SERVICES INC. (Los Angeles CA)
CA
10/01/2012 - 04/18/2016
J.P. MORGAN SECURITIES LLC (CALABASAS CA)
CA
05/14/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN LUIS OBISPO CA)
CA
09/09/2008 - 04/03/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PASADENA CA)
CA
07/01/2008 - 09/15/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (ENCINO CA)
IA
09/12/2003 - 04/06/2005
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IL
01/04/2003 - 09/11/2003
CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)
MO
01/08/2002 - 01/08/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
CA
06/14/2001 - 01/07/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MO
12/08/1999 - 10/24/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 05/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/2011
Series 4 - Registered Options Principal Examination
BC
Issued 04/29/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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