Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Graham is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Jonathan has been in the industry since 1988 and has experience with several firms including Deutsche Bank Securities Inc., Lehman Brothers Inc., and First Options of Chicago, Inc. Jonathan is registered in multiple states including Illinois, Texas, California, Florida, and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/30/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LISLE IL)
NY
02/09/2004 - 02/09/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/24/1999 - 07/09/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
IL
11/08/1988 - 11/18/1989
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NA
06/16/1988 - 12/05/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/16/1987 - 02/23/1988
E. F. HUTTON & COMPANY INC
NA
04/23/1985 - 04/15/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 01/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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