Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Pughe is a financial professional with over 7 years of experience in the securities industry. Jonathan is currently registered with Mizuho Securities USA LLC. Previously, Jonathan was employed by LLOYDS SECURITIES from December 2016 to April 2024. Jonathan holds the Series 7 and Series 63 licenses. Jonathan's expertise and dedication to his clients make him a valuable resource for those seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/22/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/20/2016 - 04/24/2024
LLOYDS SECURITIES (NEW YORK NY)
BC
Issued 08/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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