Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Norris is a financial advisor with Wells Fargo Clearing Services, LLC. Jonathan has been working in the financial industry since January 2005. Jonathan is registered with the Securities and Exchange Commission (SEC) and is a registered investment advisor. Jonathan has a Series 7, Series 66, and Series 52, 53 and 57 licenses. Prior to working at Wells Fargo Clearing Services, LLC, Jonathan worked at Gradient Securities, LLC, Cabot Lodge Securities LLC, Allied Beacon Partners, Inc., Workman Securities Corporation, RBC Dain Rauscher Inc. and LFK Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
12/09/2024 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
10/17/2013 - 09/15/2021
GRADIENT SECURITIES, LLC (ARDEN HILLS MN)
MN
07/17/2013 - 10/31/2013
CABOT LODGE SECURITIES LLC (ST. LOUIS PARK MN)
MN
10/04/2011 - 08/16/2013
ALLIED BEACON PARTNERS, INC. (ST. LOUIS PARK MN)
MN
10/01/2010 - 09/30/2011
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
NY
02/06/2004 - 12/02/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/03/2000 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
03/06/2000 - 04/05/2000
LFK INCORPORATED (MINNETONKA MN)
BOTH
Issued 10/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2011
Series 4 - Registered Options Principal Examination
BC
Issued 08/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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