Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Pierce is a securities professional with over 38 years of experience in the financial services industry. Jonathan has held various roles at reputable firms such as Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Monarch Securities, Inc. Currently, Jonathan is registered with Mizuho Securities USA LLC, a leading financial services company, providing a range of investment products and services. Jonathan is licensed to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/19/2023 - Present
Mizuho Securities USA LLC (SAN FRANCISCO CA)
CA
04/28/2003 - 01/31/2023
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
07/06/1992 - 05/15/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/09/1988 - 03/07/1991
MONARCH SECURITIES, INC.
NA
11/07/1984 - 09/13/1988
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
NA
03/01/1983 - 10/26/1984
PML SECURITIES COMPANY
BC
Issued 09/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1993
Series 5 - Interest Rate Options Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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