Unclaimed
Jonathan Frederick Kirn is a financial professional with over 30 years of experience in the securities industry. Jonathan is currently registered with Siebert Williams Shank & CO., LLC and has a broad range of experience in the municipal securities market. Jonathan has also held positions at a number of other firms including Dain Rauscher Incorporated, Artemis Capital Group, Inc., M. R. Beal & Company, Smith Mitchell Investment Group Inc. and Kemper Securities Group, Inc. Jonathan holds a variety of securities licenses including Series 7, 50, 52, 53, and 79. He is also a registered representative in several states. Jonathan is committed to providing his clients with the highest quality of service and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
04/20/1999 - Present
Siebert Williams Shank & CO., LLC (WASHINGTON DC)
NY
01/04/1999 - 05/25/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NY
03/21/1996 - 01/11/1999
ARTEMIS CAPITAL GROUP, INC. (NEW YORK NY)
NY
10/08/1995 - 02/21/1996
M. R. BEAL & COMPANY (NEW YORK NY)
WA
04/27/1992 - 10/08/1995
SMITH MITCHELL INVESTMENT GROUP INC. (SEATTLE WA)
MO
09/04/1990 - 04/22/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
11/10/1987 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
08/20/1987 - 11/10/1987
CRANSTON SECURITIES COMPANY
BC
Issued 08/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/25/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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