Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Spitalny is a financial advisor with over 30 years of experience in the financial services industry. Jonathan currently works at Wells Fargo Clearing Services, LLC and previously worked at Stephens Inc., Morgan Stanley, and Bear, Stearns & Co. Inc. Jonathan is registered in 28 states, including New York, Texas, and California. Jonathan is licensed to provide investment advice and is also registered as a Broker Dealer Representative (Series 7, Series 66).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/06/2023 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
05/31/2017 - 07/07/2023
STEPHENS (NEW YORK NY)
NY
06/01/2009 - 06/05/2017
MORGAN STANLEY (NEW YORK NY)
NY
03/17/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
01/24/1992 - 03/26/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
01/07/1992 - 01/08/1992
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
BOTH
Issued 12/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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