Unclaimed
Jonathan Francis Kao is a securities professional registered with Susquehanna Securities, LLC. Jonathan has passed the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO) to be a qualified securities professional. Jonathan holds a total of 21 approved SRO registrations, including 1 approved FINRA registration. Jonathan's current employment began on September 9, 2024, and the firm is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/09/2024 - Present
Susquehanna Securities, LLC (New York NY)
BC
Issued 09/08/2024
Series 57TO - Securities Trader Exam
BC
Issued 08/15/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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